Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (30 Dec 2015 to 27 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.