Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF8 Apportionment and Oversight (5 May 2004 to 14 Jun 2004)
    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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