Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (4 Aug 2014 to 2 Dec 2019)
- CF10 Compliance Oversight (4 Aug 2014 to 28 Sep 2018)
- CF11 Money Laundering Reporting (4 Aug 2014 to 28 Sep 2018)
- CF4 Partner (4 Aug 2014 to 2 Dec 2019)
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- CF4 Partner (21 Feb 2011 to 2 Dec 2019)
- CF10 Compliance Oversight (21 Feb 2011 to 28 Sep 2018)
- CF11 Money Laundering Reporting (21 Feb 2011 to 28 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 26 Sep 2008)
- CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.