Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Melford II (GP) LLP (no longer approved here)

    FRN 612483

    • CF30 Customer (4 Aug 2014 to 2 Dec 2019)
    • CF10 Compliance Oversight (4 Aug 2014 to 28 Sep 2018)
    • CF11 Money Laundering Reporting (4 Aug 2014 to 28 Sep 2018)
    • CF4 Partner (4 Aug 2014 to 2 Dec 2019)
  • Melford Capital Partners LLP (no longer approved here)

    FRN 536588

    • CF4 Partner (21 Feb 2011 to 2 Dec 2019)
    • CF10 Compliance Oversight (21 Feb 2011 to 28 Sep 2018)
    • CF11 Money Laundering Reporting (21 Feb 2011 to 28 Sep 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.