Frederick James Allen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (since 28 Apr 2006)
    • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2006 to 9 Aug 2006)
  • Allen & Schofield Insurance Consultants (no longer approved here)

    FRN 161206

    • (2)Employed By (1 Oct 1998 to 3 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.