Frederic Rance

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
    • [FCA CF] Material risk taker (4 Jan 2021 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 1 Jul 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (9 May 2018 to 1 Jul 2021)
    • [FCA CF] Client dealing (16 Dec 2017 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (9 May 2018 to 1 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 13 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.