Frederic Marino

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Silphium Asset Management Limited (no longer approved here)
FRN 519233
- CF30 Customer (11 Oct 2010 to 2 Sep 2014)
- CF1 Director (11 Oct 2010 to 2 Sep 2014)
- CF3 Chief Executive (11 Oct 2010 to 2 Sep 2014)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (13 Oct 2008 to 5 Oct 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (13 Oct 2008 to 5 Oct 2009)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (11 Mar 2008 to 5 Oct 2009)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF21 Investment Adviser (1 Jul 2005 to 14 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.