Frederic Marie Mouchel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited

    FRN 119230

    • SMF9 Chair of the Governing Body (since 3 May 2024)
  • Threadneedle Asset Management Limited

    FRN 122194

    • SMF9 Chair of the Governing Body (since 3 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 13 Jan 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF1 Director (4 Jul 2012 to 8 Dec 2015)
    • CF30 Customer (4 Jul 2011 to 18 Jul 2014)
    • CF29 Significant management (1 Nov 2007 to 9 Nov 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Sep 2004 to 8 Aug 2005)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (7 Jul 2011 to 18 Jul 2014)
    • CF1 Director (30 Apr 2009 to 4 Jan 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF1 Director (30 Apr 2009 to 31 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 18 Jul 2014)
    • CF29 Significant management (1 Nov 2007 to 9 Nov 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 18 Jul 2014)
    • CF29 Significant management (1 Nov 2007 to 9 Nov 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.