Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (16 Mar 2022 to 3 Jul 2023)
- SMF19 Head of Overseas Branch/Head of Overseas (16 Mar 2022 to 3 Jul 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (10 Dec 2018 to 16 Mar 2022)
- CF11 Money Laundering Reporting (11 Dec 2012 to 9 Dec 2018)
- CF29 Significant management (11 Dec 2012 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.