Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF9 EEA Investment Business Oversight (28 Apr 2004 to 8 Nov 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF1 Director (1 Dec 2001 to 30 Dec 2004)
    • CF3 Chief Executive (1 Dec 2001 to 30 Dec 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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