Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 Feb 2023)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Oct 2011 to 6 Jun 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 24 Oct 2011)
    • CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.