Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 22 Feb 2023)
- [FCA CF] Client dealing (since 7 Sep 2016)
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- CF30 Customer (28 Oct 2011 to 6 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 24 Oct 2011)
- CF21 Investment Adviser (23 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2002 to 23 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.