Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (13 Sep 2022 to 15 Sep 2023)
    • CF30 Customer (16 Aug 2022 to 15 Sep 2023)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (25)Employed By (16 Aug 2022 to 15 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (25)Employed By at AAGSJP Ltd