Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooks Macdonald Asset Management Limited
FRN 184918
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 14 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 14 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (13 Sep 2022 to 15 Sep 2023)
- CF30 Customer (16 Aug 2022 to 15 Sep 2023)
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- (25)Employed By (16 Aug 2022 to 15 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AAGSJP Ltd
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controlled function added: (25)Employed By at AAGSJP Ltd