Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 Apr 2026)
    • [FCA CF] Material risk taker (since 2 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Apr 2026)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 2 Apr 2026)
    • CF30 Customer (21 Jul 2008 to 30 Sep 2015)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (21 Jul 2008 to 8 Dec 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (7 Jan 2005 to 30 Sep 2007)
    • CF22 Investment Adviser (Trainee) (24 Aug 2004 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.