Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2025)
    • [FCA CF] Client dealing (since 14 Mar 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • [FCA CF] Client dealing (6 Aug 2020 to 6 Jul 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 6 Jul 2021)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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