Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • [FCA CF] Client dealing (9 Dec 2020 to 5 Sep 2025)
    • CF30 Customer (30 Dec 2008 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (29 Mar 2005 to 4 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Mar 2005)
    • CF27 Investment Management (1 Dec 2001 to 4 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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