Fraser Kerr

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Interactive Investor Services Limited

    FRN 141282

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 18 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 31 May 2025)
    • [FCA CF] Manager of certification employee (since 31 May 2025)
    • [FCA CF] Client dealing (since 31 May 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (19 Oct 2021 to 30 May 2025)
    • [FCA CF] Client dealing (21 Jun 2021 to 30 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.