Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 Dec 2023)
- CF30 Customer (since 26 Nov 2023)
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William Chalice Ltd
FRN 845707
- Employed By (since 26 Nov 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2023)
- CF30 Customer (3 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.