Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Dec 2023)
    • CF30 Customer (since 26 Nov 2023)
    • Employed By (since 26 Nov 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2023)
    • CF30 Customer (3 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.