Fraser Dixon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • [FCA CF] Manager of certification employee (since 14 Aug 2025)
    • [FCA CF] Material risk taker (since 13 Aug 2024)
    • [FCA CF] Client dealing (since 6 Mar 2023)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 1 Sep 2022)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (27 Jun 2019 to 6 Sep 2022)
    • [FCA CF] Manager of certification employee (11 Mar 2019 to 17 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (27 Jun 2019 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (11 Mar 2019 to 17 Jul 2020)
    • [FCA CF] Client dealing (23 Jan 2018 to 4 Jul 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (27 Jun 2019 to 6 Sep 2022)
    • [FCA CF] Manager of certification employee (11 Mar 2019 to 17 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (3 Feb 2003 to 28 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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