Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Manager of certification employee (since 8 Nov 2024)
    • [FCA CF] Material risk taker (since 8 Nov 2024)
    • [FCA CF] Manager of certification employee (since 8 Nov 2024)
    • [FCA CF] Material risk taker (since 8 Nov 2024)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Client dealing (1 Mar 2020 to 8 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2020 to 8 Aug 2024)
    • [FCA CF] Material risk taker (1 Mar 2020 to 8 Aug 2024)
    • CF30 Customer (9 Apr 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.