Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 8 Nov 2024)
- [FCA CF] Manager of certification employee (since 8 Nov 2024)
- [FCA CF] Material risk taker (since 8 Nov 2024)
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Manager of certification employee (since 8 Nov 2024)
- [FCA CF] Material risk taker (since 8 Nov 2024)
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- [FCA CF] Client dealing (1 Mar 2020 to 8 Aug 2024)
- [FCA CF] Manager of certification employee (1 Mar 2020 to 8 Aug 2024)
- [FCA CF] Material risk taker (1 Mar 2020 to 8 Aug 2024)
- CF30 Customer (9 Apr 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.