Fraser Alan Erwin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 22 Jul 2024)
    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2024 to 10 Jul 2024)
    • [FCA CF] Manager of certification employee (13 Oct 2022 to 11 Apr 2024)
    • [FCA CF] Client dealing (12 Oct 2020 to 11 Apr 2024)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (13 Jan 2020 to 10 Jul 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (18 Apr 2017 to 12 Jan 2020)
    • CF30 Customer (13 Dec 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (18 Apr 2017 to 12 Jan 2020)
    • CF30 Customer (13 Dec 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.