Frank William Worku Stott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Iguana Investments Ltd
FRN 927463
- [FCA CF] Client dealing (since 13 Jan 2025)
Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Client dealing (28 Mar 2022 to 1 Mar 2024)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (495)[FCA CF] Client dealing (26 Aug 2020 to 8 Feb 2022)
- (494)CF30 Customer (7 Apr 2014 to 8 Dec 2019)
IG Index Limited (no longer approved here)
FRN 114059
- CF30 Customer (17 Feb 2009 to 7 Mar 2014)
IG Markets Limited (no longer approved here)
FRN 195355
- CF30 Customer (17 Feb 2009 to 7 Mar 2014)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (494)CF30 Customer at Novate Global Markets Limited
1 day ago
controlled function added: (495)[FCA CF] Client dealing at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.