Frank Rocks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 10 Feb 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jul 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF22 Investment Adviser (Trainee) (15 Feb 2007 to 31 Oct 2007)
    • CF1 Director (AR) (1 Jun 2005 to 22 Jan 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.