Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP

    FRN 530083

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 1 Nov 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (10 Jul 2008 to 1 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (24 Aug 2004 to 24 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.