Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peel Hunt LLP
FRN 530083
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 May 2017 to 1 Nov 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Nov 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
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- CF30 Customer (10 Jul 2008 to 1 Nov 2019)
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- CF21 Investment Adviser (24 Aug 2004 to 24 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.