Frank Ford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Toyota Tsusho Metals Limited (no longer approved here)
FRN 189983
- [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2025)
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (22 Jul 2013 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (22 Jul 2013 to 6 Mar 2016)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF30 Customer (8 Mar 2011 to 16 Aug 2012)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF30 Customer (1 Nov 2007 to 24 Nov 2010)
- CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (4 Sep 2006 to 23 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.