Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jun 2016)
- CF1 Director (4 Jan 2011 to 30 Jun 2016)
- CF10 Compliance Oversight (4 Jan 2011 to 30 Jun 2016)
- CF11 Money Laundering Reporting (4 Jan 2011 to 30 Jun 2016)
- CF30 Customer (4 Jan 2011 to 30 Jun 2016)
- Responsible for Insurance Mediation (4 Jan 2011 to 30 Jun 2016)
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- Employed By (13 Sep 2004 to 27 Dec 2010)
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- (3)Employed By (1 Oct 1998 to 30 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.