Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Headley Financial Services Limited (no longer approved here)

    FRN 527443

    • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jun 2016)
    • CF1 Director (4 Jan 2011 to 30 Jun 2016)
    • CF10 Compliance Oversight (4 Jan 2011 to 30 Jun 2016)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 30 Jun 2016)
    • CF30 Customer (4 Jan 2011 to 30 Jun 2016)
    • Responsible for Insurance Mediation (4 Jan 2011 to 30 Jun 2016)
  • Wise Financial Services Ltd (no longer approved here)

    FRN 403632

    • Employed By (13 Sep 2004 to 27 Dec 2010)
  • Headley Financial Services Limited (no longer approved here)

    FRN 125159

    • (3)Employed By (1 Oct 1998 to 30 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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