Frank Douglas Benjamin Mitchell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Riyad Bank (no longer approved here)

    FRN 139220

    • CF10a CASS Oversight function (1 Oct 2011 to 6 Feb 2014)
    • CF29 Significant management (1 Nov 2007 to 27 Jul 2015)
    • CF10 Compliance Oversight (26 Jan 2005 to 27 Jul 2015)
    • CF11 Money Laundering Reporting (26 Jan 2005 to 27 Jul 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.