Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- SMF18 Other Overall Responsibility (since 12 Apr 2023)
- [FCA CF] Material risk taker (since 20 Mar 2023)
- CF29 Significant management (1 Nov 2007 to 3 Mar 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Feb 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.