Frank Anthony Kelly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HK WEALTH MANAGERS LIMITED (no longer approved here)

    FRN 209848

    • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
    • Responsible for Insurance Mediation (11 Feb 2005 to 25 Jan 2013)
    • CF11 Money Laundering Reporting (5 Jul 2002 to 25 Jan 2013)
    • CF21 Investment Adviser (5 Jul 2002 to 31 Oct 2007)
    • CF1 Director (5 Jul 2002 to 1 Dec 2013)
    • CF3 Chief Executive (5 Jul 2002 to 25 Jan 2013)
    • CF8 Apportionment and Oversight (5 Jul 2002 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (5 Jul 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Jul 2002 to 25 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.