Frank Alexander Hewitt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 20 Apr 2020)
    • [FCA CF] Client dealing (since 20 Apr 2020)
    • [FCA CF] Material risk taker (20 Apr 2020 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 29 Mar 2019)
    • [FCA CF] Material risk taker (since 26 Apr 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 29 Mar 2019)
    • [FCA CF] Material risk taker (since 26 Apr 2018)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (29 Mar 2019 to 20 Apr 2020)
    • [FCA CF] Material risk taker (26 Apr 2018 to 20 Apr 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2020)
    • CF30 Customer (22 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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