Frane Tomic

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (16 Sep 2024 to 16 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Sep 2024 to 16 May 2025)
    • [FCA CF] Client dealing (9 Jan 2020 to 16 May 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (14 Mar 2018 to 17 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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