Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Sep 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (3 Aug 2023 to 8 Nov 2024)
    • [FCA CF] Material risk taker (20 Jul 2023 to 8 Nov 2024)
    • [FCA CF] Client dealing (22 Feb 2023 to 8 Nov 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (18 Dec 2020 to 3 Nov 2022)
    • [FCA CF] Client dealing (26 Jun 2020 to 3 Nov 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2009 to 18 Nov 2010)
    • CF26 Customer Trading (1 Dec 2001 to 8 Oct 2002)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF26 Customer Trading (26 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.