Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (25 May 2018 to 27 Oct 2023)
- [FCA CF] Client dealing (15 Mar 2018 to 27 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 Mar 2018 to 27 Oct 2023)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2010)
- CF21 Investment Adviser (4 Dec 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2010)
- CF21 Investment Adviser (4 Dec 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Dec 2002 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.