Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (17 Jan 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Aug 2002 to 1 Aug 2005)
    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 30 Aug 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (17 Jan 2011 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 30 Aug 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 17 Jan 2011)
    • CF21 Investment Adviser (29 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.