Francois Olivier Marcoux-Mercier

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 13 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Aug 2025)
    • [FCA CF] Manager of certification employee (since 27 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 19 Nov 2008)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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