Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Material risk taker (since 1 Jan 2021)
- [FCA CF] Client dealing (since 10 Oct 2019)
- [FCA CF] Significant management (since 10 Oct 2019)
- [FCA CF] Manager of certification employee (since 10 Oct 2019)
- SMF3 Executive Director (19 Dec 2022 to 3 Apr 2023)
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- SMF16 Compliance Oversight (7 Nov 2017 to 31 Jan 2018)
- [FCA CF] Significant management (7 Mar 2016 to 30 Jun 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2019)
- CF10 Compliance Oversight (14 Jul 2015 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.