Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.