Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 15 Apr 2025)
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
- [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Jan 2023)
- [FCA CF] Manager of certification employee (17 May 2021 to 9 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 9 Sep 2021)
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
- [FCA CF] Client dealing (since 24 Aug 2020)
- [FCA CF] Manager of certification employee (since 8 Feb 2017)
- [PRA CF] Managing a material risk taker (17 Jan 2022 to 18 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 9 Sep 2021)
- [FCA CF] Client dealing (8 Feb 2017 to 28 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.