Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Client dealing (since 1 Nov 2023)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 25 Feb 2020)
- CF30 Customer (18 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (30 Apr 2012 to 29 Aug 2013)
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- CF30 Customer (30 Apr 2012 to 29 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2012)
- CF21 Investment Adviser (7 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (5 May 2005 to 3 Jun 2005)
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- CF21 Investment Adviser (18 Feb 2004 to 22 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.