Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Jan 2026)
    • [FCA CF] Manager of certification employee (since 7 Jan 2026)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 3 Jul 2025)
    • [FCA CF] Client dealing (26 Oct 2017 to 3 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2017 to 3 Jul 2025)
    • [FCA CF] Material risk taker (26 Oct 2017 to 3 Jul 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (3 Nov 2005 to 28 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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