Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Feb 2026)
    • [FCA CF] Manager of certification employee (since 5 Feb 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 1 Mar 2018)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 2 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (10 May 2006 to 18 Sep 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.