Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 25 Jan 2021)
- [PRA CF] Managing a material risk taker (since 14 Aug 2020)
- [FCA CF] Significant management (since 21 Aug 2017)
- [FCA CF] Client dealing (since 12 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jun 2016)
- [FCA CF] Manager of certification employee (20 Jun 2016 to 7 Nov 2019)
- [PRA CF] Managing a material risk taker (20 Jun 2016 to 7 Nov 2019)
- CF30 Customer (20 Sep 2010 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 25 Jan 2021)
- [PRA CF] Managing a material risk taker (since 14 Aug 2020)
- [FCA CF] Significant management (since 13 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
- [PRA CF] Managing a material risk taker (13 Jul 2018 to 7 Nov 2019)
- [FCA CF] Manager of certification employee (13 Jul 2018 to 7 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 4 Jun 2010)
- CF21 Investment Adviser (26 Jun 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.