Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (5 Jan 2006 to 3 May 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF26 Customer Trading (11 Apr 2005 to 24 Nov 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.