Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 26 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2017 to 26 Feb 2021)
    • [FCA CF] Client dealing (1 Feb 2017 to 26 Feb 2021)
    • CF26 Customer Trading (1 Dec 2001 to 8 Sep 2005)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 26 Feb 2021)
    • [FCA CF] Manager of certification employee (31 Jan 2019 to 26 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.