Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
- [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 26 Feb 2021)
- [FCA CF] Manager of certification employee (1 Feb 2017 to 26 Feb 2021)
- [FCA CF] Client dealing (1 Feb 2017 to 26 Feb 2021)
- CF26 Customer Trading (1 Dec 2001 to 8 Sep 2005)
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
- [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 26 Feb 2021)
- [FCA CF] Manager of certification employee (31 Jan 2019 to 26 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.