Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privee, UBP SA
FRN 147562
- [FCA CF] Material risk taker (since 9 Sep 2019)
- SMF22 Other Local Responsibility (since 7 Mar 2016)
- [FCA CF] Significant management (9 Sep 2019 to 27 Feb 2024)
- [PRA CF] Key function holder (9 Sep 2019 to 27 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 27 Feb 2024)
- CF29 Significant management (24 May 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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