Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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P10 FINANCIAL LTD
FRN 832186
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Sep 2019 to 8 Dec 2019)
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- CF1 Director (AR) (31 Jan 2017 to 6 Sep 2019)
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- CF1 Director (AR) (31 Jan 2017 to 6 Sep 2019)
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- CF1 Director (AR) (29 May 2015 to 1 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.