Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF18 Other Overall Responsibility (21 Apr 2021 to 1 Dec 2023)
    • [FCA CF] Material risk taker (13 Mar 2017 to 21 Apr 2021)
    • SMF3 Executive Director (7 Mar 2016 to 13 Mar 2017)
    • CF1 Director (27 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.