Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 5 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
-
- CF30 Customer (1 Nov 2007 to 18 Aug 2011)
- CF21 Investment Adviser (12 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Nov 2003 to 12 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.