Francis Joseph Griffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AVENUE EUROPE MANAGEMENT, LLP (no longer approved here)

    FRN 400442

    • CF10 Compliance Oversight (10 Nov 2005 to 31 Jul 2006)
    • CF11 Money Laundering Reporting (10 Nov 2005 to 31 Jul 2006)
    • CF27 Investment Management (10 Nov 2005 to 31 Jul 2006)
    • CF3 Chief Executive (10 Nov 2005 to 20 Sep 2006)
    • CF8 Apportionment and Oversight (10 Nov 2005 to 20 Sep 2006)
    • CF26 Customer Trading (1 Aug 2005 to 5 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.