Francis Joseph Christopher Briggs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (14 Apr 2022 to 11 Aug 2023)
- [FCA CF] Functions requiring qualifications (14 Apr 2022 to 11 Aug 2023)
Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
MJC Financial Planning Limited (no longer approved here)
FRN 528810
- CF30 Customer (1 Nov 2013 to 9 Dec 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 21 Aug 2013)
- CF21 Investment Adviser (27 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jan 2005 to 27 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.