Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Nov 2019)
- [FCA CF] Significant management (7 Mar 2016 to 8 Dec 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Dec 2006 to 19 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.