Francis John Gates

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Med-Ex Financial Advisory Services Limited (no longer approved here)

    FRN 484988

    • [FCA CF] Functions requiring qualifications (2 Feb 2023 to 28 Feb 2023)
    • [FCA CF] Client dealing (2 Feb 2023 to 28 Feb 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (30 Aug 2022 to 5 Jan 2023)
    • CF30 Customer (26 Aug 2022 to 4 Jan 2023)
    • [FCA CF] Functions requiring qualifications (17 Aug 2022 to 30 Aug 2022)
    • [FCA CF] Client dealing (17 Aug 2022 to 30 Aug 2022)
  • Threshold Wealth Management Ltd (no longer approved here)

    FRN 961020

    • Employed By (26 Aug 2022 to 4 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (27 May 2020 to 30 Jun 2022)
    • CF30 Customer (6 May 2020 to 30 Jun 2022)
  • Cleeve Financial Planning Ltd (no longer approved here)

    FRN 911706

    • Employed By (6 May 2020 to 30 Jun 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (12 Aug 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
    • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.